Investors IV LLC Forum stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

Where can I find Form 4 filings? ›

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at www.sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

Form 4 filings can help investors identify transactions that top corporate insiders such as CEOs, CFOs, and Chairmen have made in US publicly listed companies. This is valuable because corporate insiders have a genuine information advantage over other investors.

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

The Securities and Exchange Commission today announced that, starting on May 22, 2024, the fee rates applicable to most securities transactions will be set at $27.80 per million dollars.

Form 4 is required to be filed by a company or the individual at the company when there is a change in the holdings of company insiders. Form 4 must be filed with the SEC within two days of the transaction.

SEC Form S-4 is filed with the SEC by a public company to register any material information related to a mergers and acquisitions deal. The Security & Exchange Commission's Rule 144 regulates the resale of restricted or unregistered securities.

Generally, insider buying illustrates management's confidence in their company. Many consider insider buying a bullish sign or a sign that the company's price will rise in the short term. Conversely, selling is considered a more bearish sign that management offloads its shares before the company's price falls.

The Form 4 is used anytime an NFA Firearm is transferred to a non-FFL – it is used to pay the transfer tax as well as apply for permission to possess the NFA Firearm. When approved, it is returned from the ATF with a tax stamp.

Form 4 is filed by a current qualified federal firearms licensee (FFL) registrant to transfer an NFA weapon to an individual or other entity (non-licensee).

Form S-4 must be submitted to the SEC in the event of a merger or an acquisition between two companies to be sure the merger is legal. The form must also be submitted for exchange offers.

What are SEC filing requirements? ›

Filed annually from 60-90 days after year's end, Form 10-K dives into a company's financial state. This lengthy form contains a balance sheet, cash flow statement, income statement, comprehensive summary of market position, research and development, and a discussion of operations and business health over the year.

As previously mentioned, SEC Rule 145 focuses on mergers, acquisitions, consolidations, and reclassifications of assets because these actions impact investment decisions. The rule is based on whether the securities holder has to vote on the exchange of existing securities for securities in another company.

The SEC is sticking with an eight-game schedule for the 2025 season, with each team playing the same opponents as 2024, but with locations being flipped, the conference announced Wednesday. For instance, Georgia will host Alabama, Texas, Ole Miss and Kentucky, the four away games it has in 2024.

The SEC will make a specific point of reviewing broker-dealers and other registered entities for their compliance with anti-money laundering statutes and related programs. This will particularly emphasize reporting and due diligence requirements.

You can search for and retrieve Form 13F filings using the SEC's EDGAR database. To find the filings of a particular money manager, enter the money manager's name in the Company Name field. To see all recently filed 13Fs, use the "Latest Filings" search function and enter "13F" in the Form Type box.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.

Personal computer users may download forms and publications from the IRS Web site at www.irs.gov/forms_pubs/index.html. This site also has links to state tax forms and to forms that you can fill in online and then print.