Ian Friedman stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

Do 13F filings show short positions? ›

It's worth noting that the 13F filings only disclose long positions, so they do not provide a complete picture of an institutional investor's portfolio. For example, the forms do not include short positions, derivatives, or other securities that may be held by the manager.

A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of a public company by an investor or entity. It is sometimes referred to as a beneficial ownership report. 1.

The Securities and Exchange Commission's (SEC) Form 13F is a quarterly report that is required to be filed by all institutional investment managers with at least $100 million in assets under management. It discloses their equity holdings and can provide insights into what the smart money is doing in the market.

You can search for and retrieve Form 13F filings using the SEC's EDGAR database. To find the filings of a particular money manager, enter the money manager's name in the Company Name field. To see all recently filed 13Fs, use the "Latest Filings" search function and enter "13F" in the Form Type box.

Form 4 is a two-page document, which covers any buy-and-sell orders, as well as the exercise of company stock options. Options are contracts that give the holder the right, but not the obligation to buy or sell a stock at a certain price, and by a specific date.

Any person (which includes funds, trusts and other entities) who acquires beneficial ownership of more than 5% of a class of covered equity securities must report their beneficial ownership on Schedule 13D, unless an exception allows them to report on Schedule 13G (a shorter form that requires less disclosure than ...

13D filings allow the investing public to see who a public company's large shareholders are, and, perhaps more importantly, why they have an interest in the company. These filings may be a precursor to hostile takeovers, company breakups, and other "change of control" events.

Pursuant to FINRA Rule 4560, member firms are required to report total short positions in all customer and proprietary firm accounts in all equity securities to FINRA on a bi-monthly basis.

For general shorting information about a company's stock, you can usually go to any website with a stock quote service. For more specific short interest info, you would have to go to the stock exchange where the company is listed.

FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month.

How do I find short positions? ›

You can often get broad shorting details about a firm's stock by visiting any website that offers a stock quotation service. This will allow you to sell shares of the company. You will need to travel to the stock market where the firm is listed to get more information on short interest.