Bryan K. Gathagan stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

How to find old SEC filings? ›

To see the older SEC Filings (1993-present), you have to do a separate search under Government Filings tab. See the tabs at the top of the search screen. Mergent Archives contains annual reports going back to the 1900s.

Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about.

Filing Reports

4 Information on EDGAR can be found on the SEC's website, where you can search through forms as well as familiarize yourself with the system using its EDGAR tutorial. Be warned, the tools on the SEC's site are still cumbersome at best. For a more user-friendly site, try EDGAR Online.

Your ten digit CIK number will appear in red print after your company name. You may also use the Company Database Search function at http://www.EdgarCompany.SEC.gov to find your CIK number.

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at www.sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.

Form 4 is a two-page document, which covers any buy-and-sell orders, as well as the exercise of company stock options. Options are contracts that give the holder the right, but not the obligation to buy or sell a stock at a certain price, and by a specific date.

Form 8-K also provides substantial benefits to listed companies. By filing an 8-K in a timely fashion, the firm's management can meet specific disclosure requirements and avoid insider trading allegations. Companies may also use Form 8-K to notify investors of any events that they consider to be important.

In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about.

This is primarily because any shareholder who owns more than 5% of a public company's shares is mandated to report the ownership. This information can be accessed through the Securities and Exchange Commission's (SEC) EDGAR database.

What is a 10-K for a company? ›

A 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC) that gives a comprehensive summary of a public company's performance, an overview of the company's business and financial condition, and includes audited financial statements.

Find Ownership Filings

Institutional common stock holdings and transactions as reported on form 13F. This database contains ownership information by institutional managers with $100 million or more in assets under management.

Download EDGAR Filings to Disk

Each filing will be saved in a folder named after the corresponding ticker. The file name will include the filing date, form type, and the original name of the file on EDGAR.

Key Takeaways. SEC Form 6-K is required as a cover page for foreign issuers filing reports, such as annual financial reports, with the Securities and Exchange Commission (SEC). The purpose of SEC Form 6-K is that it relieves the burden of dual reporting for certain non-U.S. issuers.

SEC EDGAR filing codes are used to submit documents to the EDGAR system in addition to accessing online tools and web sites. These codes are created and provided when a company or insider registers with the SEC as an EDGAR filer.

Paper copies of filing documents prior to 1994 may be available by filing a Freedom of Information Act request at Requesting Public Documents. There are also private companies that for a fee provide copies in their archives of older EDGAR documents.

How Far Back Does the EDGAR Database Go? EDGAR documents are available as far back as 1995 or 1994. Paper filings from earlier dates may be available through the Freedom of Information Act.

Use the SEC's EDGAR system to search by company name or ticker symbol for filings. You can filter your results to find filings of a particular form type, for example 10-K (Annual Report) or 424 (Prospectus). Note that EDGAR contains corporate filings dating back to 1994.

Subject to the provisions of the Freedom of Information Act, the SEC cannot disclose the existence or non-existence of an investigation or any information gathered unless made a matter of public record in proceedings brought before the SEC or in the courts.